| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2018-08-08 | 2020-05-29 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2018-08-08 | 2020-05-29 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2009-05-20 | 2018-08-02 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2007-02-28 | 2018-08-02 |
| Rep | 就证券提供意见 | 2007-02-12 | 2018-08-02 |