| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Huaan Securities (Hong Kong) Asset Management Limited | RO | 就证券提供意见 | 2026-11-04 | - |
| RO | 提供资产管理 | 2026-11-04 | - | |
| Huaan Securities (Hong Kong) Brokerage Limited | RO | 就证券提供意见 | 2021-11-17 | - |
| RO | 证券交易 | 2021-11-17 | - | |
| Huaan Securities (Hong Kong) Futures Limited | RO | 就期货合约提供意见 | 2021-11-17 | - |
| RO | 期货合约交易 | 2021-11-17 | - | |
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | RO | 期货合约交易 | 2017-10-04 | 2021-05-10 |
| RO | 证券交易 | 2017-10-04 | 2021-05-10 | |
| Rep | 期货合约交易 | 2017-06-28 | 2017-10-04 | |
| Rep | 证券交易 | 2017-06-28 | 2017-10-04 | |
| Astrum Capital Management Limited (HK) | Rep | 期货合约交易 | 2017-05-23 | 2017-06-14 |
| Rep | 证券交易 | 2017-05-23 | 2017-06-14 | |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | 杠杆式外汇交易 | 2011-12-23 | 2017-05-17 |
| Rep | 期货合约交易 | 2011-11-23 | 2017-05-17 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 证券交易 | 2011-11-23 | 2017-05-17 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2011-02-23 | 2011-11-09 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2011-02-23 | 2011-11-09 |
已采集记录中暂无金管局登记。