Personnel Hong Kong SFC License Details (ID 91730)

Personnel Hong Kong SFC License Details (ID 91730)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
HSBC BROKING FOREX (ASIA) LIMITED	Rep	杠杆式外汇交易	2017-11-02	2025-07-10
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	期货合约交易	2017-11-02	2025-07-10
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	就证券提供意见	2017-11-02	2025-07-10
	Rep	证券交易	2017-11-02	2025-07-10
Saxo Capital Markets HK Limited	Rep	期货合约交易	2016-03-02	2017-09-28
	Rep	证券交易	2016-03-02	2017-09-28
	Rep	杠杆式外汇交易	2016-03-02	2017-09-28
Marex Hong Kong Limited	Rep	期货合约交易	2014-06-24	2015-07-16
PHILLIP COMMODITIES (HK) LIMITED	Rep	杠杆式外汇交易	2012-02-02	2014-06-16
	Rep	期货合约交易	2011-09-09	2014-06-16
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2011-09-09	2014-06-16
OKACHI (HONG KONG) COMPANY LIMITED	Rep	期货合约交易	2011-05-16	2011-08-27
OKACHI INVESTMENTS (HK) COMPANY LIMITED	Rep	证券交易	2011-05-16	2011-08-27