| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2006-10-05 | 2011-12-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2006-10-05 | 2011-12-01 |
| Rep | 就证券提供意见 | 2006-08-15 | 2011-06-30 | |
| Lion Global Financial Limited | Rep | 就证券提供意见 | 2006-03-07 | 2006-07-29 |
| GAYANG SECURITIES LIMITED | Rep | 就证券提供意见 | 2004-01-30 | 2006-01-27 |