| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2022-02-28 |
| Rep | 证券交易 | 2015-12-11 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2015-12-11 | 2019-06-11 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2009-09-25 | 2015-10-29 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2007-01-02 | 2015-10-29 |
| Rep | 证券交易 | 2005-09-29 | 2006-03-29 |