| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Kai Yin Securities Limited | RO | 提供资产管理 | 2024-08-28 | - |
| RO | 就证券提供意见 | 2023-06-13 | - | |
| RO | 证券交易 | 2023-06-13 | - | |
| Vico Capital Limited | Rep | 提供资产管理 | 2022-08-19 | 2023-01-13 |
| RO | 证券交易 | 2020-08-04 | 2023-01-11 | |
| RO | 就证券提供意见 | 2020-08-04 | 2023-01-13 | |
| Brilliant Norton Securities Company Limited | RO | 就证券提供意见 | 2017-10-17 | 2019-09-30 |
| RO | 证券交易 | 2017-10-17 | 2019-09-30 | |
| Rep | 就证券提供意见 | 2017-10-10 | 2017-10-17 | |
| Rep | 证券交易 | 2017-10-10 | 2017-10-17 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2009-06-19 | 2017-09-28 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2008-07-22 | 2017-09-28 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2008-07-22 | 2017-09-28 |
已采集记录中暂无金管局登记。