Ngan, Man Kit (1961) 顏文傑
证监会中央编号:AAV957
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Winner Zone Asset Management Limited | RO | 就证券提供意见 | 2023-07-25 | 2025-12-01 |
| RO | 提供资产管理 | 2023-07-25 | 2025-12-01 | |
| RO | 证券交易 | 2023-07-25 | 2025-12-01 | |
| Rep | 就证券提供意见 | 2023-06-08 | 2023-07-25 | |
| Rep | 提供资产管理 | 2023-06-08 | 2023-07-25 | |
| Rep | 证券交易 | 2023-06-08 | 2023-07-25 | |
| Cynosure Asset Management Hong Kong Limited | RO | 就机构融资提供意见 | 2019-12-04 | 2023-03-31 |
| RO | 就证券提供意见 | 2019-12-04 | 2023-03-31 | |
| RO | 提供资产管理 | 2019-12-04 | 2023-03-31 | |
| RO | 证券交易 | 2019-12-04 | 2023-03-31 | |
| Rep | 就机构融资提供意见 | 2019-10-11 | 2019-12-04 | |
| Rep | 就证券提供意见 | 2019-10-11 | 2019-12-04 | |
| Rep | 提供资产管理 | 2019-10-11 | 2019-12-04 | |
| Rep | 证券交易 | 2019-10-11 | 2019-12-04 | |
| HANG SENG INVESTMENT MANAGEMENT LIMITED | RO | 就机构融资提供意见 | 2018-05-17 | 2019-08-18 |
| RO | 就期货合约提供意见 | 2018-05-17 | 2019-08-18 | |
| Rep | 就期货合约提供意见 | 2008-05-26 | 2010-02-01 | |
| RO | 就证券提供意见 | 2007-05-30 | 2019-08-18 | |
| RO | 提供资产管理 | 2007-05-30 | 2019-08-18 | |
| RO | 证券交易 | 2007-05-30 | 2019-08-18 | |
| HANG SENG INVESTMENT SERVICES LIMITED | Rep | 就证券提供意见 | 2006-12-21 | 2007-06-21 |
| UNI-ALPHA SECURITIES LIMITED | RO | 证券交易 | 2005-02-02 | 2006-01-27 |
| UNI-ALPHA FUTURES LIMITED | Rep | 期货合约交易 | 2004-10-21 | 2006-01-27 |
| UNI-ALPHA SECURITIES LIMITED | Rep | 证券交易 | 2004-10-21 | 2005-02-02 |
| ALPHA ASSET INVESTMENTS LIMITED | RO | 就证券提供意见 | - | 2006-03-31 |
| RO | 提供资产管理 | - | 2006-03-31 |