Personnel Hong Kong SFC License Details (ID 91743)

Personnel Hong Kong SFC License Details (ID 91743)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
CSC SECURITIES (HK) LIMITED	Rep	证券交易	2021-12-23	-
CSC FUTURES (HK) LIMITED	Rep	期货合约交易	2021-06-21	-
	Rep	证券交易	2021-06-21	-
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2015-10-06	2021-03-10
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	杠杆式外汇交易	2015-10-06	2019-10-17
	Rep	证券交易	2015-10-06	2021-03-10
RHB FUTURES HONG KONG LIMITED	Rep	期货合约交易	2014-11-19	2015-09-17
RHB SECURITIES HONG KONG LIMITED	Rep	证券交易	2014-11-19	2015-09-17
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	杠杆式外汇交易	2013-02-04	2014-11-08
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2012-10-17	2014-11-08
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	证券交易	2012-10-17	2014-11-08
PHILLIP COMMODITIES (HK) LIMITED	Rep	期货合约交易	2011-05-12	2012-10-06
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2011-05-12	2012-10-06
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2007-11-21	2011-04-08
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	证券交易	2007-11-21	2011-04-08