| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ABCI Securities Company Limited | Rep | 证券交易 | 2016-12-23 | 2021-08-05 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 证券交易 | 2015-09-10 | 2016-12-14 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | 杠杆式外汇交易 | 2012-11-07 | 2015-08-30 |
| Rep | 期货合约交易 | 2012-09-18 | 2015-08-30 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 证券交易 | 2012-09-18 | 2015-08-30 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 就期货合约提供意见 | 2010-04-26 | 2012-07-01 |
| Rep | 期货合约交易 | 2009-09-14 | 2012-07-01 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2009-09-14 | 2012-07-01 |