| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2009-09-04 | 2013-05-22 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2007-08-06 | 2013-05-22 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2007-03-26 | 2013-05-22 |
| Asia Pacific Securities Limited | Rep | 证券交易 | 2006-10-20 | 2007-03-17 |
| PEGASUS FUND MANAGERS LIMITED | Rep | 就证券提供意见 | - | 2006-10-19 |
| Rep | 提供资产管理 | - | 2006-10-19 |