| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Quester Capital Advisors Limited | RO | 提供资产管理 | 2025-09-29 | - |
| Quester Securities (HK) Limited | RO | 就证券提供意见 | 2025-03-11 | - |
| RO | 证券交易 | 2025-03-11 | - | |
| WRise Capital Limited | Rep | 就机构融资提供意见 | 2022-03-08 | 2023-09-01 |
| Apricot Capital (Hong Kong) Limited | RO | 就证券提供意见 | 2021-04-30 | 2023-05-31 |
| RO | 证券交易 | 2021-04-30 | 2023-05-31 | |
| ELSTONE ASSET MANAGEMENT LIMITED | RO | 就证券提供意见 | 2021-04-30 | 2024-12-31 |
| RO | 提供资产管理 | 2021-04-30 | 2024-12-31 | |
| JAKOTA ASSET MANAGEMENT LIMITED | RO | 提供资产管理 | 2019-10-10 | 2021-04-29 |
| JAKOTA SECURITIES GROUP LIMITED | RO | 就证券提供意见 | 2016-08-12 | 2021-04-29 |
| RO | 证券交易 | 2013-11-11 | 2021-04-29 | |
| Rep | 证券交易 | 2013-04-03 | 2013-11-11 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2009-03-10 | 2013-04-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2008-06-10 | 2013-04-01 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2007-10-25 | 2008-05-30 |
已采集记录中暂无金管局登记。