| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2009-08-04 | - |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2007-07-09 | - |
| Rep | 证券交易 | 2007-07-09 | - | |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2007-04-10 | 2007-06-24 |
| CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | 就证券提供意见 | 2005-04-20 | 2007-06-24 |