| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 杠杆式外汇交易 | 2012-01-26 | - |
| Rep | 就期货合约提供意见 | 2009-12-18 | - | |
| Rep | 期货合约交易 | 2007-01-22 | - | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2007-01-22 | - |
| Rep | 就证券提供意见 | 2007-01-12 | - | |
| Lion Global Financial Limited | Rep | 就证券提供意见 | 2006-11-22 | 2007-01-03 |