Shum, Hong Nin 岑康年
证监会中央编号:APG475
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2015-03-23 | 2018-12-19 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2014-05-08 | 2018-12-19 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2014-03-25 | 2018-12-19 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2014-03-25 | 2018-12-19 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2007-11-30 | 2014-03-15 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2007-07-17 | 2014-03-15 |