| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2021-08-27 | 2026-01-14 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2021-08-05 | 2026-01-14 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2021-08-05 | 2026-01-14 |
| Rep | 证券交易 | 2021-08-05 | 2026-01-14 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 就期货合约提供意见 | 2009-10-16 | 2011-06-30 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2009-07-15 | 2021-05-14 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2008-11-27 | 2021-05-14 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2008-11-27 | 2021-05-14 |