| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2005-08-17 | 2021-07-30 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2005-08-17 | 2021-07-30 |
| SHUN LOONG FUTURES LIMITED | Rep | 期货合约交易 | 2004-07-02 | 2005-08-17 |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2004-05-20 | 2005-08-17 |
| China Reserve Securities Limited | Rep | 证券交易 | 2003-05-21 | 2004-05-13 |
| HUA NAN SECURITIES (HK) LIMITED | Rep | 就机构融资提供意见 | - | 2003-05-13 |
| Rep | 就证券提供意见 | - | 2003-05-13 | |
| Rep | 提供资产管理 | - | 2003-05-13 | |
| Rep | 证券交易 | - | 2003-05-13 |