| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2015-03-20 | 2016-11-30 |
| Everbright Securities Investment Services (HK) Limited | Rep | 就证券提供意见 | 2014-03-10 | 2015-03-10 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 就期货合约提供意见 | 2011-02-21 | 2012-02-14 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2011-02-21 | 2012-02-14 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2010-02-18 | 2012-02-14 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2010-02-18 | 2012-02-14 |