Tsang, Yat Shing 曾日昇 Hong Kong SFC License Details (ID 91844)

Tsang, Yat Shing 曾日昇 Hong Kong SFC License Details (ID 91844)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
EMPEROR FUTURES LIMITED	Rep	期货合约交易	2023-09-12	2025-05-12
EMPEROR SECURITIES LIMITED (HK)	Rep	证券交易	2023-09-12	2025-05-12
KGI ASIA LIMITED	Rep	证券交易	2017-10-03	2023-08-31
	Rep	证券交易	2012-10-18	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2012-10-18	2023-08-31
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	就证券提供意见	2011-02-21	2012-10-04
PHILLIP COMMODITIES (HK) LIMITED	Rep	就期货合约提供意见	2008-11-17	2010-06-17
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	就证券提供意见	2008-11-17	2010-06-17
PHILLIP COMMODITIES (HK) LIMITED	Rep	期货合约交易	2008-07-30	2012-10-04
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2008-07-30	2012-10-04