| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FULBRIGHT FUTURES LIMITED | Rep | 期货合约交易 | 2021-08-26 | - |
| FULBRIGHT SECURITIES LIMITED | Rep | 证券交易 | 2021-08-26 | - |
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2021-05-10 |
| Rep | 证券交易 | 2012-03-19 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2012-03-19 | 2021-05-10 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 就期货合约提供意见 | 2006-05-10 | 2008-06-30 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2006-04-12 | 2008-06-30 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2005-10-28 | 2012-03-11 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2005-10-28 | 2012-03-11 |