| PHILLIP COMMODITIES (HK) LIMITED | Rep | 杠杆式外汇交易 | 2008-09-01 | 2012-02-10 |
| Rep | 期货合约交易 | 2008-09-01 | 2019-06-28 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2008-09-01 | 2019-06-28 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2004-04-21 | 2008-08-19 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 就期货合约提供意见 | - | 2003-10-06 |
| Rep | 提供资产管理 | - | 2003-10-06 |
| Rep | 提供自动化交易服务 | - | 2003-10-06 |
| Rep | 期货合约交易 | - | 2008-08-19 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就机构融资提供意见 | - | 2003-09-29 |
| Rep | 提供资产管理 | - | 2003-09-29 |
| Rep | 提供自动化交易服务 | - | 2003-09-29 |
| Rep | 就证券提供意见 | - | 2003-10-06 |
| Rep | 证券交易 | - | 2008-08-19 |