| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2011-05-06 | - |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2010-12-14 | - |
| Rep | 证券交易 | 2010-12-14 | - | |
| RHB SECURITIES HONG KONG LIMITED | Rep | 就证券提供意见 | 2010-09-17 | 2010-11-17 |
| Rep | 证券交易 | 2010-09-17 | 2010-11-17 | |
| oOo Securities (HK) Group Limited | Rep | 就证券提供意见 | 2009-07-14 | 2010-06-16 |
| OnePlatform Asset Management Limited | Rep | 就证券提供意见 | 2007-06-28 | 2009-06-08 |