| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 就期货合约提供意见 | 2010-12-31 | - |
| Rep | 杠杆式外汇交易 | 2010-11-03 | - | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2008-08-14 | - |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2007-11-01 | - |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2007-11-01 | - |
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