Wong, Nim Poon 黃念本 Hong Kong SFC License Details (ID 91880)

Wong, Nim Poon 黃念本 Hong Kong SFC License Details (ID 91880)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
XinKong International Securities Limited	Rep	就证券提供意见	2011-10-18	2011-11-30
	Rep	期货合约交易	2011-10-18	2011-11-30
	Rep	证券交易	2011-10-18	2011-11-30
PHILLIP COMMODITIES (HK) LIMITED	Rep	期货合约交易	2010-06-07	2011-09-21
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	提供资产管理	2010-06-07	2011-09-21
	Rep	证券交易	2010-06-07	2011-09-21
DELTA ASIA FINANCIAL FUTURES LIMITED	RO	就期货合约提供意见	2009-06-02	2010-04-29
	RO	期货合约交易	2009-06-02	2010-04-29
Delta Asia Wealth Management Limited	Rep	提供资产管理	2008-11-28	2010-04-29
DELTA ASIA FINANCIAL FUTURES LIMITED	Rep	期货合约交易	2007-04-11	2009-06-02
DELTA ASIA SECURITIES LIMITED	Rep	证券交易	2007-04-11	2010-04-29
YF SECURITIES COMPANY LIMITED	RO	证券交易	2003-09-27	2007-03-15
YF FUTURES COMPANY LIMITED	Rep	期货合约交易	2003-08-18	2007-03-15
YF SECURITIES COMPANY LIMITED	Rep	证券交易	2003-08-18	2003-09-27
CITIC Securities Futures (HK) Limited	Rep	期货合约交易	2003-06-06	2003-08-01
CITIC Securities Brokerage (HK) Limited	RO	提供自动化交易服务	-	2003-08-01
	RO	证券交易	-	2003-08-01