| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2012-10-11 | 2013-03-01 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2012-10-11 | 2013-03-01 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2011-02-02 | 2012-09-29 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2011-02-02 | 2012-09-29 |