| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2014-10-03 | - |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2014-10-03 | - |
| Quam Securities Limited | Rep | 期货合约交易 | 2011-09-23 | 2014-09-06 |
| Rep | 证券交易 | 2011-09-23 | 2014-09-06 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 就期货合约提供意见 | 2009-03-18 | 2011-09-17 |
| Rep | 期货合约交易 | 2008-07-18 | 2011-09-17 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2008-07-18 | 2011-09-17 |