| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | 提供资产管理 | 2012-07-03 | 2016-07-08 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2003-04-01 | - |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2003-08-15 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-12-09 | |
| Rep | 就期货合约提供意见 | 2003-04-01 | 2025-08-07 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2003-04-01 | - |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2005-03-22 | |
| Rep | 提供资产管理 | 2003-04-01 | 2012-06-30 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2025-08-07 |