| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited | Rep | 就证券提供意见 | 2017-12-05 | 2018-04-06 |
| PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | 提供资产管理 | 2011-10-17 | 2015-02-07 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 杠杆式外汇交易 | 2009-01-07 | 2015-02-07 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2008-07-08 | 2015-02-07 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2006-04-03 | 2015-02-07 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2006-04-03 | 2015-02-07 |