| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2007-02-16 | - |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2006-06-28 | - |
| TISCO SECURITIES HONG KONG LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-01-16 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-01-16 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-01-16 | |
| Rep | 证券交易 | 2003-04-01 | 2006-06-09 |