| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2011-05-06 | - |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2010-03-16 | - |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2010-03-16 | - |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2009-08-04 | 2010-03-06 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2009-08-04 | 2010-03-06 |