| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2016-12-30 | - |
| PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | 提供资产管理 | 2013-10-07 | 2018-01-05 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 就期货合约提供意见 | 2012-03-01 | - |
| Rep | 期货合约交易 | 2009-05-14 | - |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2009-05-14 | - |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2008-11-10 | 2009-05-01 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2008-11-10 | 2009-05-01 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2007-03-30 | 2008-09-17 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2007-03-30 | 2008-09-17 |