| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDEN MOUNTAIN FINANCIAL LIMITED | RO | 期货合约交易 | 2019-07-05 | - |
| RO | 证券交易 | 2014-03-25 | - | |
| Rep | 期货合约交易 | 2012-06-11 | 2019-07-05 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 就期货合约提供意见 | 2007-05-28 | 2010-06-30 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2007-05-28 | 2010-06-30 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2007-03-07 | 2012-06-07 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2007-01-02 | 2012-06-07 |