| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2019-06-15 |
| Rep | 证券交易 | 2017-05-12 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2017-05-12 | 2019-06-15 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2011-04-06 | 2017-04-29 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2011-04-06 | 2017-04-29 |
| ZHONGRONG PT SECURITIES LIMITED | Rep | 证券交易 | 2008-01-18 | 2008-07-28 |