| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2024-04-15 | - |
| Rep | 就证券提供意见 | 2024-04-15 | 2025-09-26 | |
| D&R INTERNATIONAL CAPITAL MANAGEMENT (HONG KONG) LIMITED | RO | 提供资产管理 | 2019-05-14 | 2024-03-12 |
| RO | 就证券提供意见 | 2018-04-04 | 2024-03-12 | |
| RO | 证券交易 | 2018-04-04 | 2024-03-12 | |
| Rep | 提供资产管理 | 2018-03-23 | 2019-05-14 | |
| Rep | 证券交易 | 2017-11-10 | 2018-04-04 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2007-02-02 | 2017-11-01 |
| Anuenue Securities Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-08-17 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-08-17 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-08-17 | |
| Rep | 证券交易 | 2003-04-01 | 2007-01-31 |