| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2017-10-03 | 2018-09-04 |
| Rep | 证券交易 | 2017-10-03 | 2018-09-04 | |
| Rep | 就证券提供意见 | 2016-09-09 | 2017-10-02 | |
| Rep | 证券交易 | 2016-09-09 | 2017-10-02 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2012-08-16 | 2016-09-01 |
| Rep | 证券交易 | 2011-09-09 | 2016-09-01 | |
| Quam Securities Limited | Rep | 证券交易 | 2010-10-22 | 2011-09-01 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2010-04-12 | 2010-10-16 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2010-04-12 | 2010-10-16 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2008-12-09 | 2010-04-01 |