| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PRUDENTIAL BROKERAGE LIMITED | Rep | 证券交易 | 2021-03-18 | 2026-09-09 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2021-03-09 |
| Rep | 证券交易 | 2015-12-31 | 2017-10-02 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2009-09-08 | 2015-12-25 |
| WIN WONG SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-02-26 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-02-26 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-02-26 | |
| Rep | 证券交易 | 2003-04-01 | 2009-09-07 |