| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2009-11-06 | - |
| KGI ASIA LIMITED | Rep | 证券交易 | 2009-07-21 | 2009-10-28 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2007-02-09 | 2009-07-11 |
| YU ON SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2005-03-02 | 2007-02-08 |
| CVP Securities Limited | Rep | 证券交易 | 2004-11-11 | 2005-02-25 |
| YU ON SECURITIES COMPANY LIMITED | Rep | 提供自动化交易服务 | 2003-04-01 | 2003-07-03 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2003-10-06 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-10-06 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-10-06 | |
| Rep | 证券交易 | 2003-04-01 | 2004-11-08 |