| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2009-10-30 | 2012-08-01 |
| IPP Financial Advisers Limited | Rep | 证券交易 | 2007-10-27 | 2009-04-27 |
| Rep | 就证券提供意见 | 2007-10-05 | 2009-04-27 | |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就机构融资提供意见 | - | 2004-06-05 |
| Rep | 提供资产管理 | - | 2004-12-17 | |
| Rep | 证券交易 | - | 2004-12-17 | |
| Rep | 就证券提供意见 | - | 2007-09-01 |