| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | 提供资产管理 | 2013-12-20 | 2019-03-31 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2012-04-10 | 2019-03-31 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2009-07-23 | 2019-03-31 |
| Rep | 就证券提供意见 | 2009-07-17 | 2011-06-30 | |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就证券提供意见 | 2005-12-23 | 2009-02-14 |