| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Tung Shing Securities (Brokers) Limited | Rep | 证券交易 | 2012-12-27 | 2014-01-24 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2011-03-08 | 2011-12-01 |
| Rep | 证券交易 | 2011-03-08 | 2011-12-01 | |
| THORNTON GLOBAL WEALTH MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2006-11-13 | 2010-09-30 |
| Rep | 就证券提供意见 | 2004-12-06 | 2005-08-24 |