| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PRUDENTIAL BROKERAGE LIMITED | Rep | 就证券提供意见 | 2020-03-31 | 2023-12-28 |
| Rep | 证券交易 | 2020-03-31 | 2023-12-28 | |
| RHB SECURITIES HONG KONG LIMITED | Rep | 就证券提供意见 | 2017-09-26 | 2020-03-20 |
| Rep | 证券交易 | 2017-09-26 | 2020-03-20 | |
| Beevest Securities Limited | Rep | 就证券提供意见 | 2017-05-08 | 2017-09-18 |
| Rep | 证券交易 | 2017-05-08 | 2017-09-18 | |
| RHB SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2015-01-26 | 2016-10-13 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2009-10-16 | 2012-01-30 |
| EVERBEST INSURANCE AND FINANCIAL SERVICES LIMITED | RO | 就证券提供意见 | 2004-03-03 | 2005-01-03 |