| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| TOPAZ CAPITAL MANAGEMENT LIMITED | Rep | 提供资产管理 | 2021-06-18 | - |
| Topaz Financial Group Limited | Rep | 就证券提供意见 | 2020-02-27 | - |
| Rep | 期货合约交易 | 2020-02-27 | - | |
| Rep | 证券交易 | 2019-12-24 | - | |
| PC SECURITIES LIMITED | Rep | 证券交易 | 2018-11-30 | 2019-11-27 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2011-11-07 | 2018-11-09 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2007-08-22 | 2018-11-09 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2003-05-30 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-05-30 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-05-30 | |
| Rep | 证券交易 | 2003-04-01 | 2003-05-30 |
已采集记录中暂无金管局登记。