| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Funderstone Securities Limited | Rep | 提供资产管理 | 2026-08-03 | - |
| Funderstone Futures Limited | Rep | 期货合约交易 | 2026-06-16 | - |
| Funderstone Securities Limited | Rep | 证券交易 | 2026-06-16 | - |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2024-11-11 | 2026-05-29 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2024-10-21 | 2026-05-29 |
| Yunfeng Financial Markets Limited | Rep | 证券交易 | 2023-09-26 | 2024-07-31 |
| Soochow Securities International Brokerage Limited | Rep | 证券交易 | 2020-07-20 | 2022-08-01 |
| Soochow Securities International Futures Limited | Rep | 期货合约交易 | 2020-07-20 | 2022-08-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2012-11-27 | 2020-06-29 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2012-06-15 | 2020-06-29 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2011-08-08 | 2020-06-29 |
已采集记录中暂无金管局登记。