| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHIEF COMMODITIES LIMITED | Rep | 期货合约交易 | 2015-10-20 | 2023-09-01 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2015-10-20 | 2023-09-01 |
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | 期货合约交易 | 2013-05-21 | 2015-09-23 |
| Rep | 证券交易 | 2013-05-21 | 2015-09-23 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2012-09-10 | 2013-05-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2010-07-14 | 2013-05-01 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2008-06-10 | 2010-06-30 |