| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 期货合约交易 | 2017-09-12 | 2022-02-28 |
| Rep | 证券交易 | 2017-09-12 | 2022-02-28 | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2017-04-05 | 2017-08-04 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2017-03-22 | 2017-08-04 |
| Rep | 证券交易 | 2017-03-22 | 2017-08-04 | |
| IAM LEGACY LIMITED | Rep | 就证券提供意见 | 2016-05-11 | 2016-07-01 |
| Pictet Asset Management (Hong Kong) Limited | Rep | 就证券提供意见 | 2008-07-28 | 2013-04-30 |
| Rep | 证券交易 | 2008-07-28 | 2013-04-30 | |
| ROTHSCHILD & CO HONG KONG LIMITED | Rep | 就证券提供意见 | 2005-04-27 | 2008-06-27 |
| Rep | 证券交易 | 2005-04-27 | 2008-06-27 |