| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHUBB INVESTMENT MANAGEMENT (HK) LIMITED (TRADING AS CHUBB WEALTH) | RO | 证券交易 | 2025-09-05 | - |
| RO | 就证券提供意见 | 2025-07-11 | - | |
| RO | 提供资产管理 | 2025-07-11 | - | |
| Pulse Wealth Limited | RO | 就证券提供意见 | 2022-08-17 | 2024-04-18 |
| RO | 提供资产管理 | 2022-08-17 | 2024-04-18 | |
| RO | 证券交易 | 2022-08-17 | 2024-04-18 | |
| PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | RO | 就期货合约提供意见 | 2010-07-20 | 2014-03-10 |
| RO | 就证券提供意见 | 2010-07-20 | 2014-03-10 | |
| RO | 提供资产管理 | 2010-07-20 | 2014-03-10 | |
| Rep | 就证券提供意见 | 2009-03-17 | 2010-07-20 | |
| Rep | 提供资产管理 | 2009-03-17 | 2010-07-20 | |
| Credit Agricole Securities (Asia) Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-09-24 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-09-24 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2005-08-01 |
已采集记录中暂无金管局登记。