| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Solomon JFZ (Asia) Holdings Limited | RO | 就证券提供意见 | 2026-05-13 | - |
| RO | 提供资产管理 | 2026-05-13 | - | |
| RO | 证券交易 | 2026-05-13 | - | |
| Central International Securities Limited | RO | 就证券提供意见 | 2024-03-21 | 2026-04-16 |
| RO | 证券交易 | 2024-03-21 | 2026-04-16 | |
| GAOYU SECURITIES LIMITED | RO | 提供资产管理 | 2023-10-05 | 2023-12-10 |
| RO | 证券交易 | 2023-10-05 | 2023-12-10 | |
| Rep | 提供资产管理 | 2023-07-05 | 2023-10-05 | |
| Rep | 证券交易 | 2023-07-05 | 2023-10-05 | |
| Dingxin (Securities) Limited | RO | 提供资产管理 | 2022-09-20 | 2023-06-05 |
| RO | 就证券提供意见 | 2019-12-18 | 2023-06-05 | |
| RO | 证券交易 | 2019-12-18 | 2023-06-05 | |
| SR Wealth Securities Limited | RO | 就证券提供意见 | 2019-04-17 | 2019-05-31 |
| RO | 证券交易 | 2019-01-03 | 2019-05-31 | |
| RaffAello Securities (HK) Limited | RO | 证券交易 | 2018-08-28 | 2018-12-24 |
| Rep | 证券交易 | 2018-07-17 | 2018-08-28 | |
| Rep | 就证券提供意见 | 2018-07-17 | 2018-12-24 | |
| MANGO FINANCIAL LIMITED | Rep | 就证券提供意见 | 2006-05-09 | 2018-07-09 |
| Rep | 证券交易 | 2006-04-19 | 2018-07-09 | |
| TSE'S SECURITIES LIMITED | Rep | 证券交易 | 2004-07-28 | 2006-04-10 |
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