| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 期货合约交易 | 2015-05-19 | 2017-03-24 |
| Rep | 证券交易 | 2015-05-19 | 2017-03-24 | |
| PIPER JAFFRAY ASIA FUTURES LIMITED | Rep | 期货合约交易 | 2010-11-16 | 2012-08-25 |
| PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | 证券交易 | 2010-11-16 | 2012-08-25 |
| MUSHK Limited | Rep | 期货合约交易 | 2007-08-06 | 2010-11-07 |
| Rep | 证券交易 | 2007-08-06 | 2010-11-07 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2007-06-11 | 2007-07-26 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2007-05-02 | 2007-07-26 |
| PLATINUM BROKING COMPANY LIMITED | Rep | 证券交易 | 2006-07-20 | 2006-11-27 |