Hui, John (1973) 許僑聲

证监会中央编号:AFU688

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Quam Securities Limited	Rep	提供资产管理	2021-11-01	-
	RO	期货合约交易	2020-09-01	-
	Rep	期货合约交易	2020-06-29	2020-09-01
	RO	就证券提供意见	2019-03-14	-
	RO	证券交易	2019-03-14	-
	Rep	就证券提供意见	2018-12-28	2019-03-14
	Rep	证券交易	2018-12-28	2019-03-14
China Galaxy International Futures (Hong Kong) Co., Limited	RO	期货合约交易	2017-05-29	2018-12-04
China Galaxy International Securities (Hong Kong) Co., Limited	RO	就证券提供意见	2017-05-29	2018-12-04
	RO	证券交易	2017-05-29	2018-12-04
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	期货合约交易	2017-04-07	2017-05-29
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	就证券提供意见	2017-01-20	2017-05-29
	Rep	证券交易	2017-01-20	2017-05-29
CMBC International Securities Limited	RO	就证券提供意见	2016-11-30	2017-01-06
	RO	证券交易	2016-11-30	2017-01-06
Quam Securities Limited	RO	就证券提供意见	2016-02-03	2016-05-31
	RO	期货合约交易	2016-02-03	2016-05-31
	RO	证券交易	2016-02-03	2016-05-31
	Rep	就证券提供意见	2016-01-13	2016-02-03
	Rep	期货合约交易	2016-01-13	2016-02-03
	Rep	证券交易	2016-01-13	2016-02-03
RHB FUTURES HONG KONG LIMITED	RO	期货合约交易	2012-10-10	2015-06-17
RHB SECURITIES HONG KONG LIMITED	RO	证券交易	2012-10-10	2015-06-17
RHB FUTURES HONG KONG LIMITED	Rep	期货合约交易	2012-09-07	2012-10-10
RHB SECURITIES HONG KONG LIMITED	Rep	证券交易	2012-09-07	2012-10-10
PIPER JAFFRAY ASIA SECURITIES LIMITED	RO	期货合约交易	2012-01-19	2012-08-25
	RO	证券交易	2012-01-19	2012-08-25
PIPER JAFFRAY ASIA FUTURES LIMITED	Rep	期货合约交易	2005-03-21	2012-08-25
PIPER JAFFRAY ASIA SECURITIES LIMITED	Rep	证券交易	2005-03-21	2012-01-19
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	期货合约交易	2004-08-27	2005-03-21
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	证券交易	2004-02-18	2005-03-21
CELESTIAL COMMODITIES LIMITED	Rep	提供自动化交易服务	2003-10-24	2004-02-03
	Rep	期货合约交易	2003-10-24	2004-02-03
CELESTIAL FINANCE LIMITED	Rep	提供证券保证金融资	2003-10-24	2004-01-09
CELESTIAL SECURITIES LIMITED	Rep	提供自动化交易服务	2003-10-24	2004-02-03
	Rep	证券交易	2003-10-24	2004-02-03

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
Quam Securities Limited	Rep	提供资产管理	2021-11-01	-
	RO	期货合约交易	2020-09-01	-
	Rep	期货合约交易	2020-06-29	2020-09-01
	RO	就证券提供意见	2019-03-14	-
	RO	证券交易	2019-03-14	-
	Rep	就证券提供意见	2018-12-28	2019-03-14
	Rep	证券交易	2018-12-28	2019-03-14
China Galaxy International Futures (Hong Kong) Co., Limited	RO	期货合约交易	2017-05-29	2018-12-04
China Galaxy International Securities (Hong Kong) Co., Limited	RO	就证券提供意见	2017-05-29	2018-12-04
	RO	证券交易	2017-05-29	2018-12-04
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	期货合约交易	2017-04-07	2017-05-29
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	就证券提供意见	2017-01-20	2017-05-29
	Rep	证券交易	2017-01-20	2017-05-29
CMBC International Securities Limited	RO	就证券提供意见	2016-11-30	2017-01-06
	RO	证券交易	2016-11-30	2017-01-06
Quam Securities Limited	RO	就证券提供意见	2016-02-03	2016-05-31
	RO	期货合约交易	2016-02-03	2016-05-31
	RO	证券交易	2016-02-03	2016-05-31
	Rep	就证券提供意见	2016-01-13	2016-02-03
	Rep	期货合约交易	2016-01-13	2016-02-03
	Rep	证券交易	2016-01-13	2016-02-03
RHB FUTURES HONG KONG LIMITED	RO	期货合约交易	2012-10-10	2015-06-17
RHB SECURITIES HONG KONG LIMITED	RO	证券交易	2012-10-10	2015-06-17
RHB FUTURES HONG KONG LIMITED	Rep	期货合约交易	2012-09-07	2012-10-10
RHB SECURITIES HONG KONG LIMITED	Rep	证券交易	2012-09-07	2012-10-10
PIPER JAFFRAY ASIA SECURITIES LIMITED	RO	期货合约交易	2012-01-19	2012-08-25
	RO	证券交易	2012-01-19	2012-08-25
PIPER JAFFRAY ASIA FUTURES LIMITED	Rep	期货合约交易	2005-03-21	2012-08-25
PIPER JAFFRAY ASIA SECURITIES LIMITED	Rep	证券交易	2005-03-21	2012-01-19
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	期货合约交易	2004-08-27	2005-03-21
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	证券交易	2004-02-18	2005-03-21
CELESTIAL COMMODITIES LIMITED	Rep	提供自动化交易服务	2003-10-24	2004-02-03
	Rep	期货合约交易	2003-10-24	2004-02-03
CELESTIAL FINANCE LIMITED	Rep	提供证券保证金融资	2003-10-24	2004-01-09
CELESTIAL SECURITIES LIMITED	Rep	提供自动化交易服务	2003-10-24	2004-02-03
	Rep	证券交易	2003-10-24	2004-02-03