| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期货合约交易 | 2012-09-26 | - |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 证券交易 | 2012-09-26 | - |
| PIPER JAFFRAY ASIA FUTURES LIMITED | Rep | 期货合约交易 | 2007-09-13 | 2012-09-24 |
| PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | 证券交易 | 2007-09-13 | 2012-09-24 |
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