| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CCB INTERNATIONAL SECURITIES LIMITED | RO | 就证券提供意见 | 2022-12-14 | - |
| RO | 证券交易 | 2022-12-14 | - | |
| Rep | 就证券提供意见 | 2022-06-07 | 2022-12-14 | |
| Rep | 证券交易 | 2022-06-07 | 2022-12-14 | |
| PING AN SECURITIES (HONG KONG) COMPANY LIMITED | RO | 就证券提供意见 | 2020-04-27 | 2022-04-06 |
| RO | 证券交易 | 2020-04-27 | 2022-04-06 | |
| Rep | 就证券提供意见 | 2019-12-11 | 2020-04-27 | |
| Rep | 证券交易 | 2019-12-11 | 2020-04-27 | |
| Ping An Securities (Hong Kong) Holdings Company Limited | RO | 就证券提供意见 | 2019-08-13 | 2020-04-27 |
| RO | 证券交易 | 2019-08-13 | 2020-04-27 | |
| Rep | 就证券提供意见 | 2019-06-13 | 2019-08-13 | |
| Rep | 证券交易 | 2019-06-13 | 2019-08-13 | |
| BOCOM International Securities Limited | Rep | 期货合约交易 | 2018-06-22 | 2018-11-27 |
| RO | 就证券提供意见 | 2016-09-09 | 2018-11-27 | |
| RO | 证券交易 | 2016-09-09 | 2018-11-27 | |
| Rep | 就证券提供意见 | 2016-05-31 | 2016-09-09 | |
| Rep | 证券交易 | 2016-05-31 | 2016-09-09 | |
| China Securities (International) Brokerage Company Limited | RO | 就证券提供意见 | 2015-03-27 | 2016-05-23 |
| RO | 证券交易 | 2015-03-27 | 2016-05-23 | |
| Rep | 就证券提供意见 | 2014-02-14 | 2015-03-27 | |
| Rep | 证券交易 | 2013-07-17 | 2015-03-27 | |
| MUFG Securities Asia Limited | Rep | 证券交易 | 2011-11-07 | 2012-12-05 |
| PIPER JAFFRAY ASIA FUTURES LIMITED | Rep | 期货合约交易 | 2010-07-12 | 2011-10-01 |
| PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | 证券交易 | 2010-07-12 | 2011-10-01 |
| ORIENTAL PATRON SECURITIES LIMITED | Rep | 证券交易 | 2009-04-09 | 2010-06-30 |
| SBI China Capital Financial Services Limited | Rep | 证券交易 | 2008-09-23 | 2009-03-20 |
| SBI China Capital Commodities Limited | Rep | 期货合约交易 | 2007-08-22 | 2009-03-20 |
| SBI China Capital Securities Limited | Rep | 证券交易 | 2007-08-22 | 2009-03-20 |
已采集记录中暂无金管局登记。